Kansas Records Retention Schedules
Results of Query:
Agency Code: 296 (Department of Labor)
Page 1 of 1 showing 137 records of 137 total,
starting on record 1
Agency Number: 296-002
Department of Labor
Division of Staff Services
SERIES ID |
0035-296 |
TITLE |
Management Analysis Studies |
DESCRIPTION |
Surveys, flow charts, budget material, case studies, projects, and reports gathered to review unit cost effectiveness or benefits to the agency. |
RETENTION |
005 fisc yrs |
COMMENTS |
Retain in office 005 fiscal years, then contact the State Archives for appraisal - if not accepted, then destroy. |
DISPOSITION |
See comments |
RESTRICTIONS |
None |
APPROVED |
2015-03-26
|
K.A.R. NUMBER |
53-2-184 |
Agency Number: 296-003
Department of Labor
Division of Employment Security
SERIES ID |
0044-296 |
TITLE |
Administrative Reviews |
DESCRIPTION |
Documents associated with appeals on Unemployment Insurance tax and Contributions determinations. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 calendar years from mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30) K.S.A. 44-714(e) KSA 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0047-296 |
TITLE |
Annual Employer Benefit Charge Statement |
DESCRIPTION |
Annual statement sent to employers showing individual benefit charges on employees. |
RETENTION |
See comments |
COMMENTS |
Retain 10 calendar years from mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1) K.S.A. 44-714(e) KSA 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0070-296 |
TITLE |
Annual Employer Experience Rating & Rated Governmental Experience rating, Reimbursing Quarter Notices |
DESCRIPTION |
Annual notice transmitted to employers informing of UI tax rate assigned, based on claim experience. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 years from mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1) K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0227-296 |
TITLE |
Appeals Quality Reviews |
DESCRIPTION |
Unemployment Insurance Lower Authority Appeals Quality Review files. |
RETENTION |
Retain three calendar years from review completion date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1) K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0077-296 |
TITLE |
Appeals Unemployment Insurance Hearing Documents |
DESCRIPTION |
Documents created as the result of an unemployment insurance appeal being filed. |
RETENTION |
See Comments |
COMMENTS |
Retain five calendar years after decision mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(14)(20)(30) K.S.A. 44-714(e) KSA 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0054-296 |
TITLE |
Benefit Continued Claim Forms |
DESCRIPTION |
Unemployment claimant weekly request for benefit and certification of eligibility. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 calendar years from Benefit Year Begin date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30), K.S.A. 44-714(e), KSA 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0009-296 |
TITLE |
Benefit Overpayment Account and Non-Fraud Record |
DESCRIPTION |
Overpayment record of non-fraud overpayment and any monies that have been collected from that individual. |
RETENTION |
See Comments |
COMMENTS |
Keep two calendar years after debt resolution (collected, write-off, deemed uncollectable, or waived) then destroy |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e), KSA 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0012-296 |
TITLE |
Benefit Payment Control Fraud File |
DESCRIPTION |
Prosecutable fraud file. |
RETENTION |
005 fisc yrs after file closed |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-714(e), K.S.A. 45-221(a)(1) |
APPROVED |
2015-03-26
|
K.A.R. NUMBER |
53-2-184 |
SERIES ID |
0224-296 |
TITLE |
Benefits Timeliness and Quality (BTQ) Reviews |
DESCRIPTION |
Records of internal audit of claims process, including Benefits, Timeliness, and Quality reviews. |
RETENTION |
Retain three years from the quarter end |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-183 |
SERIES ID |
0084-296 |
TITLE |
Board Meeting Deliberation Notes |
DESCRIPTION |
Notes regarding votes made by individual members of the Employment Security Board of Review. These are deliberation records. |
RETENTION |
Retain 5 calendar years from meeting date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(20), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0225-296 |
TITLE |
Call Driver Report |
DESCRIPTION |
Reports completed by intake representatives to document call trends. |
RETENTION |
003 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0055-296 |
TITLE |
Contributions Hearing Documents |
DESCRIPTION |
Documents associated with hearings of appeals on administrative reviews of tax and contributions determinations. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 calendar years from decision mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(20)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0060-296 |
TITLE |
Delinquent Unemployment Tax Files |
DESCRIPTION |
Records from actions on collection of delinquent taxes and reports. |
RETENTION |
See Comments |
COMMENTS |
Keep two calendar years after debt resolution (collected, write-off, deemed uncollectable, or waived) then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0063-296 |
TITLE |
Employer Charge Back Data |
DESCRIPTION |
Information collected concerning calculations of employer unemployment tax rates. |
RETENTION |
See Comments |
COMMENTS |
Retain in office for four calendar yrs following beginning of new rate year, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0021-296 |
TITLE |
Employer Computer CrossMatch--Fraud Investigation |
DESCRIPTION |
Correspondence to employer to obtain claimant wage information. |
RETENTION |
005 cldr yrs after file closed |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0071-296 |
TITLE |
Employer Experience Rating Data |
DESCRIPTION |
Information used to compile annual experience rating notices, based on claim experiences for employees. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 calendar years from mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0065-296 |
TITLE |
Employer Liability Data |
DESCRIPTION |
Documents relating to employer tax liability determinations. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 calendar years from mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0066-296 |
TITLE |
Employer Non-Charge/Charge |
DESCRIPTION |
File that shows Benefits Unit's determination of charge or non-charge of benefits paid based upon the claim for unemployment benefits. |
RETENTION |
See comments |
COMMENTS |
Retain 10 calendar years from document/file date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0067-296 |
TITLE |
Employer Record |
DESCRIPTION |
File that shows Benefits Unit's determination of charge or non-charge based upon the claim for unemployment benefits. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 calendar years from document/file date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0230-296 |
TITLE |
Employer Tax Audits |
DESCRIPTION |
Audit package (summary) and determination of employer unemployment insurance tax records. |
RETENTION |
Keep for 10 years after determination mail date then destroy |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(1) KSA 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0068-296 |
TITLE |
Employer Unemployment Tax Audit Records |
DESCRIPTION |
Audit documents provided by employer for unemployment tax audits. |
RETENTION |
See Comments |
COMMENTS |
Keep one calendar year after determination mail date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0048-296 |
TITLE |
Employment Security Board of Review Decisions |
DESCRIPTION |
Documents recording the decision rendered by the Board of Review regarding appeals of previously denied benefits claims. |
RETENTION |
005 cldr yrs from decision date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0028-296 |
TITLE |
Employment Security Instructional Materials |
DESCRIPTION |
Instruction materials for Employment Security. |
RETENTION |
See Comments |
COMMENTS |
Retain three years after revision, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
SERIES ID |
0069-296 |
TITLE |
Entire Benefit Payment History |
DESCRIPTION |
Record of unemployment insurance payment data for individuals. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 calendar years from benefit year end date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0023-296 |
TITLE |
Fraud Referral Memorandum |
DESCRIPTION |
Correspondence between Kansas Department of Labor legal and prosecuting authorities. |
RETENTION |
005 fisc yrs after file closed |
COMMENTS |
Located in Benefit Payment Control unit. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-714(e), K.S.A. 45-221(a)(1) |
APPROVED |
2015-03-26
|
K.A.R. NUMBER |
53-2-184 |
SERIES ID |
0027-296 |
TITLE |
Individual Benefit Claim File |
DESCRIPTION |
Documents relating to individual unemployment insurance claims. |
RETENTION |
10 cldr yrs from benefit end date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0226-296 |
TITLE |
Interval Report |
DESCRIPTION |
Daily report broken down to 15-minute increments showing how many agents were on the phone during that 15-minute increment and how calls were handled during the 15-minute increment. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2015-01-15
|
K.A.R. NUMBER |
53-2-183 |
SERIES ID |
0029-296 |
TITLE |
Investigation Files--Benefits Accuracy Measurement/Quality Control |
DESCRIPTION |
Documents relating to investigations of selected unemployment insurance claims conducted to assess whether the Department distributed benefits appropriately. |
RETENTION |
See Comments |
COMMENTS |
Retain five calendar years from completion date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e), K.A.R. 50-4-2, K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0079-296 |
TITLE |
Legislative Updates |
DESCRIPTION |
Reports compiled by agency staff regarding topics of interest or potential legislation to the appropriate legislators keeping them informed of the latest developments. |
RETENTION |
005 cldr yrs |
COMMENTS |
Retain in office 5 calendar years, transfer one copy to the archives, destroy the remainder. |
DISPOSITION |
Archives |
RESTRICTIONS |
None |
APPROVED |
1998-10-08
|
K.A.R. NUMBER |
53-2-117 |
SERIES ID |
0080-296 |
TITLE |
Lien, Final Notice and Tax Warrant Levies |
DESCRIPTION |
Legal notices on employer underpayment of Unemployment Insurance taxes. |
RETENTION |
Permanent |
COMMENTS |
Located in Contributions unit. |
DISPOSITION |
Permanent |
RESTRICTIONS |
K.S.A. 44-714(e), K.S.A. 45-221(a)(1) |
APPROVED |
2015-03-26
|
K.A.R. NUMBER |
53-2-184 |
SERIES ID |
0081-296 |
TITLE |
Litigant Filed - Tried Cases |
DESCRIPTION |
Legal cases involving employers UI tax (Completed Cases), located in Contributions unit. |
RETENTION |
005 fisc yrs after file closed |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(25) and K.S.A. 44-714(e) |
APPROVED |
2015-03-26
|
K.A.R. NUMBER |
53-2-184 |
SERIES ID |
0085-296 |
TITLE |
Monetary Determination Record |
DESCRIPTION |
Legal notification to unemployment insurance claimant of their calculated weekly and total benefit amounts. |
RETENTION |
Retain 10 calendar years from mail date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0086-296 |
TITLE |
Monthly Contribution Run |
DESCRIPTION |
All monetary transactions on employer accounts for the preceding month. |
RETENTION |
Retain five year calendar from file generation date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0036-296 |
TITLE |
New Unemployment Insurance Claim Form |
DESCRIPTION |
Unemployment Insurance Claim Application. |
RETENTION |
See Comments |
COMMENTS |
Retain 10 years from Benefit year end date then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0087-296 |
TITLE |
Non-Liable Employer Documents |
DESCRIPTION |
Status documents of non-liable business entities. |
RETENTION |
Retain 60 days from determination date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0088-296 |
TITLE |
Non-Monetary Determination Record |
DESCRIPTION |
Legal notification to unemployment insurance claimant of their eligibility to receive unemployment insurance benefits. |
RETENTION |
Retain 10 calendar years from mail date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0093-296 |
TITLE |
Project Files |
DESCRIPTION |
Working papers, reports, agendas, etc. relating to events or meetings that were sponsored or attended by staff. |
RETENTION |
See Comments |
COMMENTS |
Retain in office 5 years, then transfer to the archives for purging. |
DISPOSITION |
Archives |
RESTRICTIONS |
None |
APPROVED |
1998-10-08
|
K.A.R. NUMBER |
53-2-117 |
SERIES ID |
0094-296 |
TITLE |
Public Concerns File |
DESCRIPTION |
Complaints and requests for assistance made by the public regarding possible civil rights violations. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1998-10-08
|
K.A.R. NUMBER |
53-2-117 |
SERIES ID |
0095-296 |
TITLE |
Purged Benefit Account Report |
DESCRIPTION |
Applications and supporting documentation concerning inactive unemployment compensation accounts of individuals. |
RETENTION |
Retain 10 calendar years from benefit year end date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0096-296 |
TITLE |
Quarterly Wage Report |
DESCRIPTION |
Quarterly reports made by employers of the wages paid to all employees and the employers' contributions to the unemployment compensation fund. |
RETENTION |
Retain 10 calendar years from quarter end date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0097-296 |
TITLE |
Receiving Reports - Building Office Services |
DESCRIPTION |
Reports submitted by the agency to the Department of Human Resources for purchases. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1998-10-08
|
K.A.R. NUMBER |
53-2-117 |
SERIES ID |
0100-296 |
TITLE |
Requests for Disclosure of Tax Information |
DESCRIPTION |
Authorization form requesting UI tax information. |
RETENTION |
Retain 5 calendar years from response mail date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0101-296 |
TITLE |
Scrapbooks and Albums |
DESCRIPTION |
Collection of miscellaneous documents regarding agency activities. |
RETENTION |
See Comments |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1998-10-08
|
K.A.R. NUMBER |
53-2-117 |
SERIES ID |
0228-296 |
TITLE |
Sensitive Exhibits |
DESCRIPTION |
Documents related to unemployment claims of a sensitive nature (e.g. pornographic pictures). |
RETENTION |
Retain five calendar years from benefit year end date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0103-296 |
TITLE |
Subject Files |
DESCRIPTION |
Variety of documents relating to subjects of interest to the Latino community and the agency. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1998-10-08
|
K.A.R. NUMBER |
53-2-117 |
SERIES ID |
0104-296 |
TITLE |
Tax Returns and Adjustments |
DESCRIPTION |
Forms used to adjust employers' quarterly wage reports and Unemployment Insurance tax returns. |
RETENTION |
Retain 10 calendar years from quarter end date |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1), K.S.A. 44-714(e) |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0106-296 |
TITLE |
Topical Information Packets |
DESCRIPTION |
Compilation of information relating to specific topics that may be of interest to the general public. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1998-10-08
|
K.A.R. NUMBER |
53-2-117 |
SERIES ID |
0007-296 |
TITLE |
Unemployment Insurance Applications |
DESCRIPTION |
New, additional, reopened, and other claim applications |
RETENTION |
010 cldr yrs from benefit year begin date then destory |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0008-296 |
TITLE |
Unemployment Insurance Benefit Overpayment Account and Fraud Record |
DESCRIPTION |
Record of overpayment of someone who has committed unemployment fraud and any monies that have been collected from that individual. |
RETENTION |
See Comments |
COMMENTS |
Kept two calendar years after debt resolution (collected, write-off, deemed uncollectable, or waived) then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(14)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0017-296 |
TITLE |
Unemployment Insurance Continued Claim Form--Fraud Investigation |
DESCRIPTION |
Weekly claim for unemployment benefits used for fraud investigation. |
RETENTION |
Retain for 005 cldr yrs after file closed, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1)(30), K.S.A. 44-714(e), K.S.A. 75-3520 |
APPROVED |
2024-07-18
|
K.A.R. NUMBER |
53-2-222 |
SERIES ID |
0108-296 |
TITLE |
Unemployment Tax Collection Legal Files |
DESCRIPTION |
Copies of lawsuits, tax warrants, bankruptcy claims, and other legal files relating to the determination and collection of state unemployment taxes. |
RETENTION |
See Comments |
COMMENTS |
Retain in office 002 yrs after case is settled or closed, then destroy. Originals are maintained with the District Courts. Any original accounting information is maintained in the Delinquent Accounts unit. Located in Legal unit. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 44-714(e), K.A.R. 50-4-2, K.S.A. 45-221(a)(1) |
APPROVED |
2015-03-26
|
K.A.R. NUMBER |
53-2-184 |
SERIES ID |
0111-296 |
TITLE |
Wage Payment Record |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are computer records, retain for 10 years then erase. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
Agency Number: 296-004
Department of Labor
Employment Services
SERIES ID |
0113-296 |
TITLE |
ASME Data Reports |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office indefinitely. |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0117-296 |
TITLE |
Client Card Files |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office indefinitely. |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0118-296 |
TITLE |
Client Documents |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office for 3 years, transfer to office storage for 2 years then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0121-296 |
TITLE |
Federal Contract Financial Records |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office for 5 years then ? |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0122-296 |
TITLE |
Legal Documents |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office for 1 year, transfer to off-site storage for 3 years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0123-296 |
TITLE |
R-1 Repair Reports |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office indefinitely. |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0124-296 |
TITLE |
Shop Reviews |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office indefinitely. |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0125-296 |
TITLE |
Statistical Information |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records. Retain in office for 3 years, transfer to office storage for 2 years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0127-296 |
TITLE |
Workplace Safety Inspections |
DESCRIPTION |
Inspection reports completed on city, county, and private companies, upon request and availability of grant funds, conducted by Department of Human Resources inspectors every 3-5 years to ensure compliance with safety and industrial hygiene standards. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
Private companies per CFR 1908. |
APPROVED |
2003-04-10
|
K.A.R. NUMBER |
53-2-134 |
Agency Number: 296-007
Department of Labor
Fiscal Management
SERIES ID |
0043-296 |
TITLE |
Working Papers |
DESCRIPTION |
Fiscal working papers retained on site. |
RETENTION |
2 fiscal year |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
Agency Number: 296-008
Department of Labor
Legal Services
SERIES ID |
0052-296 |
TITLE |
Case Files - Labor Relations |
DESCRIPTION |
Hearing transcripts, exhibits, and orders relating to the determination of appropriate bargaining units, the conduct of representation elections, and the resolution of prohibited practice complaints. |
RETENTION |
See Comments |
COMMENTS |
Retain in office 5 years, then transfer original fact finder reports, unit descriptions and important rulings to the archives. Retain other documents in office for 5 years, transfer to storage for 5 years, then destroy. |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1997-10-09
; Revised 2014-12-31 |
K.A.R. NUMBER |
53-2-113 |
SERIES ID |
0053-296 |
TITLE |
Case Files - Labor Relations - Copies |
DESCRIPTION |
Hearing transcripts, exhibits, and orders relating to the determination of appropriate bargaining units, the conduct of representation elections, and the resolution of prohibited practice complaints. |
RETENTION |
See Comments |
COMMENTS |
Retain in office copies of fact-finder reports, unit descriptions and important rulings until no longer useful, then destroy. Transfer originals to the archives after 5 years. Retain other documents until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1997-10-09
; Revised 2014-12-31 |
K.A.R. NUMBER |
53-2-113 |
SERIES ID |
0010-296 |
TITLE |
Wage Payment Collection Files |
DESCRIPTION |
Copies of lawsuits, petitions, judgments, etc. relating to compliance with agency orders directing payment of earned wages, interest and penalties. |
RETENTION |
See Comments |
COMMENTS |
Retain in office 2 years after case is settled or closed, then destroy. Originals are maintained at the District Courts. Original wage claim files are maintained in the Employment Standards unit. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1997-01-09
; Revised 2014-12-31 |
K.A.R. NUMBER |
53-2-110 |
Agency Number: 296-008
Department of Labor
Legal Services
Board of Review
SERIES ID |
0128-296 |
TITLE |
Board of Review Appeals Docket Sheets |
DESCRIPTION |
Form indicating the judge's decision regarding an unemployment benefit denial hearing. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 44-714(f) |
APPROVED |
2004-04-08
|
K.A.R. NUMBER |
53-2-138 |
SERIES ID |
0129-296 |
TITLE |
Court of Appeals Case Files |
DESCRIPTION |
Orders, journal entry, transcripts, etc. relating to Appellate Court cases filed after denial at the district court level. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 44-714(f) |
APPROVED |
2004-04-08
|
K.A.R. NUMBER |
53-2-138 |
SERIES ID |
0130-296 |
TITLE |
District Court Appeals Files |
DESCRIPTION |
Orders, journal entry, transcripts, etc. relating to decisions rendered by the Board of Review denying unemployment benefits which were subsequently appealed to the District Court. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 44-714(f) |
APPROVED |
2004-04-08
|
K.A.R. NUMBER |
53-2-138 |
Agency Number: 296-011
Department of Labor
Unemployment Insurance Division
SERIES ID |
0229-296 |
TITLE |
Benefit Claimant Calls |
DESCRIPTION |
Phone conversations electronically recorded for quality control between claimants for unemployment insurance benefits, including federal programs, and customer service representatives. |
RETENTION |
30 days |
DISPOSITION |
Destroy |
RESTRICTIONS |
42 U.S.C. §503(a)(1), 20 CFR Part 603, KSA 44-714(e), KSA 45-221(a)(1)(30), K.A.R. 50-4-2 |
APPROVED |
2021-01-21
|
K.A.R. NUMBER |
53-2-208 |
Agency Number: 296-015
Department of Labor
Labor Market Information Services Division
SERIES ID |
0132-296 |
TITLE |
Adm. 135 Envelope Shipments |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records, retain in office for 1 year, microfilm and destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0133-296 |
TITLE |
Annual Averages |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records, retain in office for 1 year, microfilm and destroy after 3 months by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0134-296 |
TITLE |
Annual Schedule Needs |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records, retain in office for 1 year, microfilm and destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0136-296 |
TITLE |
Benchmark Listings |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0137-296 |
TITLE |
Benchmark Materials from BLS |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0138-296 |
TITLE |
Benchmark Worksheets |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0139-296 |
TITLE |
BLS 3023 Industry Class. Statements |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records, retain in office for 1 year, microfilm and destroy after |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0140-296 |
TITLE |
BLS 790 Schedules |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0143-296 |
TITLE |
Delinquency Control Listings - Contributions |
DESCRIPTION |
Quarterly electronic listing of individual delinquent assignments by Field District. |
RETENTION |
See Comments |
COMMENTS |
Retain until updated, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
SERIES ID |
0144-296 |
TITLE |
Detail Files |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are electronic records, retain in office for 1 years, microfilm and retain for 6 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0145-296 |
TITLE |
Estimating Tabulations |
DESCRIPTION |
|
RETENTION |
002 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 2 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0146-296 |
TITLE |
Estimating Worksheets |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0147-296 |
TITLE |
Form DL 1-90 Purchase Order |
DESCRIPTION |
|
RETENTION |
001 cldr yr |
COMMENTS |
These are hardcopy records, retain in office for 1 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0149-296 |
TITLE |
Monthly Data from BLS |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0150-296 |
TITLE |
Monthly Employment Hours and Earnings |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records, retain in office for 2 years, then ? |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0151-296 |
TITLE |
Nat. Reporter Schedule Photocopy |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0153-296 |
TITLE |
Occupational Employment and Wage Statistics (OEWS) Report Records |
DESCRIPTION |
Surveys, correspondence, and other records collected from sampled employers as part of the U.S. Department of Labor's OEWS Report and used to produce the annual Kansas Wage Survey report. Surveys include occupational job titles, hours, and/or annual wage data for each job title. |
RETENTION |
5 calendar years |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(1), KSA 44-714(e) |
APPROVED |
2021-07-15
|
K.A.R. NUMBER |
53-2-210 |
SERIES ID |
0218-296 |
TITLE |
Occupational Safety and Health Administration (OSHA) 200 Survey |
DESCRIPTION |
Reports of illness survey of Kansas businesses completed annually including name, address, type of business, and statistics on the number of inquiries or illness resulting in lost work time. |
RETENTION |
001 cldr yr |
COMMENTS |
Formerly maintained by KDHE. Meets federal Department of Labor requirements. |
DISPOSITION |
Archives |
RESTRICTIONS |
K.S.A. 45-221(a)(3) |
APPROVED |
2006-04-13
|
K.A.R. NUMBER |
53-2-147 |
SERIES ID |
0219-296 |
TITLE |
Occupational Safety and Health Administration (OSHA) Survey Printouts |
DESCRIPTION |
Information gathered for verification and mailing of OSHA 200 Surveys including the names and address of sampled businesses receiving the OSHA 200 Survey. |
RETENTION |
001 cldr yr |
COMMENTS |
Formerly maintained by KDHE. Meets federal Department of Labor requirements. Destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 45-221(a)(1) |
APPROVED |
2006-04-13
|
K.A.R. NUMBER |
53-2-147 |
SERIES ID |
0165-296 |
TITLE |
Quarterly Reports -- LMIS |
DESCRIPTION |
Master employers broken out by multiple work sites. Listing by employment and physical address. |
RETENTION |
Permanent |
DISPOSITION |
Permanent |
RESTRICTIONS |
KSA 44-714(f) |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
SERIES ID |
0166-296 |
TITLE |
SF 1103 Govt. Bill of Lading |
DESCRIPTION |
|
RETENTION |
001 cldr yr |
COMMENTS |
These are hardcopy records, retain in office for 1 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0167-296 |
TITLE |
SIC Refiling Forms |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records, retain in office for 1 years then microfilm and retain for 6 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0168-296 |
TITLE |
SO-117 Class I Railroad Data - LMIS |
DESCRIPTION |
Monthly Railroad unemployment claims by county |
RETENTION |
See Comments |
COMMENTS |
Retain for 5 yrs after file closed, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 44-714(f) |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
SERIES ID |
0169-296 |
TITLE |
SO-201 Order Form Schedules |
DESCRIPTION |
|
RETENTION |
003 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 3 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0170-296 |
TITLE |
SO-207 BLS-UI Class Differences |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0171-296 |
TITLE |
SO-220 Multistate Construction Firms |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0172-296 |
TITLE |
SO-221 Benchmark Control Card |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0173-296 |
TITLE |
SO-227 Office Record Card |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0174-296 |
TITLE |
SO-228 Form |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0175-296 |
TITLE |
SO-229 Registry Transmittal Form |
DESCRIPTION |
|
RETENTION |
001 cldr yr |
COMMENTS |
These are hardcopy records, retain in office for 1 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0176-296 |
TITLE |
SO-234 Employment, Hours and Earnings |
DESCRIPTION |
|
RETENTION |
002 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 2 years, then ? |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0177-296 |
TITLE |
SO-241 Block Control Form |
DESCRIPTION |
|
RETENTION |
003 months |
COMMENTS |
These are hardcopy records, retain in office for 3 months, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0178-296 |
TITLE |
SO-242 Transmittal Sheet |
DESCRIPTION |
|
RETENTION |
003 months |
COMMENTS |
These are hardcopy records, retain in office for 3 months, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0179-296 |
TITLE |
SO-246 Inventory and Requisition of Forms |
DESCRIPTION |
|
RETENTION |
001 cldr yr |
COMMENTS |
These are hardcopy records, retain in office for 1 year, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0180-296 |
TITLE |
SO-270 State Benchmark Information |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0181-296 |
TITLE |
Solicitation Control File Records |
DESCRIPTION |
|
RETENTION |
004 cldr yrs |
COMMENTS |
These are hardcopy records, retain in office for 4 years, then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0182-296 |
TITLE |
Statistical Information |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are hardcopy records? Retain in office for current fiscal year, transfer to data base for 3 years then destroy by shredding. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0220-296 |
TITLE |
Summary of Deaths |
DESCRIPTION |
Reports listing the cause of death by selected characteristics including data on deaths by age, sex, county, cities, etc. |
RETENTION |
001 cldr yr |
COMMENTS |
Formerly maintained by KDHE. Meets federal Department of Labor requirements. |
DISPOSITION |
Archives |
RESTRICTIONS |
None |
APPROVED |
2006-04-13
|
K.A.R. NUMBER |
53-2-147 |
SERIES ID |
0221-296 |
TITLE |
Survey Activities |
DESCRIPTION |
Documentation and correspondence relating to OSHA survey procedures including transmittal forms for tapes, technical changes, benchmark statistics, etc. |
RETENTION |
001 cldr yr |
COMMENTS |
Formerly maintained by KDHE. Meets federal Department of Labor requirements. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2006-04-13
|
K.A.R. NUMBER |
53-2-147 |
SERIES ID |
0041-296 |
TITLE |
Total Benefit Payment with Fraud Overpayment Records |
DESCRIPTION |
Record of benefits paid and fraud overpayments established for statistical reporting purposes. |
RETENTION |
See Comments |
COMMENTS |
Retain for 5 years after file closed, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
SERIES ID |
0183-296 |
TITLE |
Unemployment Insurance Address File |
DESCRIPTION |
Quarterly Census and Employment Wage (QCW) data. Employer Account Record (EAR) used to determine individual work sites and ultimately uploaded into federal software. |
RETENTION |
1 year |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA - 44-714 (f) |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
Agency Number: 296-041
Department of Labor
Division of Workers' Compensation
SERIES ID |
0185-296 |
TITLE |
Accident Reports (Form K-WC 1101-A) |
DESCRIPTION |
Reports filed with the division by employers concerning any accidents to their employees of which they have knowledge, as required by K.S.A. 44-557. |
RETENTION |
050 cldr yrs |
COMMENTS |
Scan, then destroy hard copy. Retain reports maintained in electronic format 50 years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-550b, K.S.A. 45-221(a)(1)(48) |
APPROVED |
2018-07-13
; Revised 2018-07-19 |
K.A.R. NUMBER |
53-2-200 |
SERIES ID |
0187-296 |
TITLE |
Assessment Files |
DESCRIPTION |
Documents relating to the division's annual assessment of fees to self-insured employers and workers' compensation insurance carriers to fund the administration of the Workers' Compensation Act. |
RETENTION |
See Comments |
COMMENTS |
Retain 2 years after file is closed, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0189-296 |
TITLE |
Budget Preparation Files - Annual |
DESCRIPTION |
Documents used in the preparation of the annual agency budget: correspondence, draft budget requests, computer reports, notes, work papers, and other materials. |
RETENTION |
002 fisc yrs |
COMMENTS |
Supersedes general schedule entry for "Budget Preparation Files, Annual." Record copy of budget materials maintained by Department of Human Resources, Fiscal Management Section. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0192-296 |
TITLE |
Claimant Advisory Section |
DESCRIPTION |
|
RETENTION |
See Comments |
COMMENTS |
These are the hardcopy, retain in office for 3 years after last activity then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0195-296 |
TITLE |
Correspondence - Routine |
DESCRIPTION |
Incoming and outgoing letters and memoranda regarding workers compensation matters of a general nature. |
RETENTION |
002 cldr yrs |
COMMENTS |
Supersedes general schedule. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(14) |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0197-296 |
TITLE |
Elections Files |
DESCRIPTION |
Documents relating to an employer's acceptance or nonacceptance of the provisions of the Workers' Compensation Act. |
RETENTION |
050 cldr yrs |
COMMENTS |
Scan, then destroy hard copy. Retain electronic reports 50 calendar years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-550b, K.S.A. 45-221(a)(1)(48) |
APPROVED |
2015-03-26
; Revised 2018-07-19 |
K.A.R. NUMBER |
53-2-200 |
SERIES ID |
0211-296 |
TITLE |
Employers' Research Request Records |
DESCRIPTION |
Documents relating to requests for information on an individual employee's workers compensation history and the division's response to the request. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-550b |
APPROVED |
2007-05-16
|
K.A.R. NUMBER |
53-2-151 |
SERIES ID |
0198-296 |
TITLE |
Final Releases (Form D) |
DESCRIPTION |
Form granting employers final release from liability following the closure of a workers' compensation claim file. |
RETENTION |
050 cldr yrs |
COMMENTS |
Scan, then destroy hard copy. Retain electronic reports 50 calendar years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-550b, K.S.A. 45-221(a)(1)(48) |
APPROVED |
2015-03-26
; Revised 2018-07-19 |
K.A.R. NUMBER |
53-2-200 |
SERIES ID |
0199-296 |
TITLE |
Inventory Records - Non-Expendable Property |
DESCRIPTION |
Records related to capital equipment inventory management: DA forms 80 thru 83, computer reports from the Department of Administration, internal documents, correspondence, etc. |
RETENTION |
002 fisc yrs |
COMMENTS |
Supersedes general schedule entry for "Inventory Records, Non-Expendable Property." Record copy maintained by Department of Human Resources, Fiscal Management Section. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0200-296 |
TITLE |
Investigation Files |
DESCRIPTION |
Interview and surveillance reports, video tapes, prosecution summaries and other documents relating to criminal investigations of alleged fraudulent or abusive workers' compensation claims. |
RETENTION |
005 cldr yrs |
COMMENTS |
Retain in office 3 years, transfer to the records center for 2 years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 44-550b & K.S.A. 45-221(a)(10) |
APPROVED |
2007-05-16
|
K.A.R. NUMBER |
53-2-151 |
SERIES ID |
0202-296 |
TITLE |
Leases - Real Property and Capital Equipment |
DESCRIPTION |
Copies of lease agreements for agency offices in Topeka, Overland Park, Wichita, Salina, and Liberal. |
RETENTION |
See Comments |
COMMENTS |
Retain 2 calendar years after the end of the lease, then destroy. Record copy maintained by Policy, Planning, and Analysis Section. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0203-296 |
TITLE |
Letters of Credit |
DESCRIPTION |
Copies of State Treasurer's office forms recording deposits and withdrawals of self-insured employers' security documents. |
RETENTION |
See Comments |
COMMENTS |
Retain in office 3 fiscal years, transfer to the records center for 3 fiscal years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0204-296 |
TITLE |
Litigated Claim Files - Fatal and Non-Fatal (a.k.a. "Red/Brown Dockets") |
DESCRIPTION |
Hearing transcripts, deposition, awards, orders, and other documents relating to contested workers' compensation claims filed by employees who allegedly received fatal or non-fatal work related injuries. |
RETENTION |
See Comments |
COMMENTS |
Scan, then destroy hard copy. Retain electronic file 25 calendar years after application of hearing date, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(1)(3)(30)(48), KSA 44-510j(f), KSA 44-550b |
APPROVED |
2018-07-19
|
K.A.R. NUMBER |
53-2-200 |
SERIES ID |
0206-296 |
TITLE |
Medical Dispute Files |
DESCRIPTION |
Documents relating to investigations of complaints filed by health care providers who claim inadequate reimbursement from a self-insured employer or insurance carrier for medical services provided. |
RETENTION |
See Comments. |
COMMENTS |
Retain 2 years after the file is closed, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 44-510(a)(11) & KSA 45-221(a)(3) |
APPROVED |
2009-04-09
|
K.A.R. NUMBER |
53-2-159 |
SERIES ID |
0207-296 |
TITLE |
Non-Litigated Claims Files (a.k.a. "Blue Dockets") |
DESCRIPTION |
Hearing transcripts, settlement agreements, and other documents relating to uncontested workers' compensation claims filed by employees who received work related injuries. |
RETENTION |
25 calendar years |
COMMENTS |
Scan, then destroy hard copy. Retain electronic reports 25 calendar years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(1)(3)(30)(48), KSA 44-550b |
APPROVED |
2018-07-19
|
K.A.R. NUMBER |
53-2-200 |
SERIES ID |
0208-296 |
TITLE |
Purchase Requests - Internal |
DESCRIPTION |
Copies of documents recording purchases made by the division and the receipt of items into the office. |
RETENTION |
002 fisc yrs |
COMMENTS |
Supersedes general schedule entry for Purchase Requests - Internal. Record copy maintained by Department of Human Resources, Building and Office Service Section. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0209-296 |
TITLE |
Receipts Records - Cash |
DESCRIPTION |
Forms recording money collected for law book and medical utilization book sold by the division. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0213-296 |
TITLE |
Self-Insured Files |
DESCRIPTION |
Correspondence, reports, financial records, and other documents used to approve and manage a self-insured employer's account. |
RETENTION |
See Comments |
COMMENTS |
Retain in office until file is closed, transfer to the records center for 10 calendar years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
Portions per KSA 44-550b |
APPROVED |
2009-04-09
|
K.A.R. NUMBER |
53-2-159 |
SERIES ID |
0214-296 |
TITLE |
Transmittal/Cover Letters |
DESCRIPTION |
Routine form letters accompanying documents received by the agency. |
RETENTION |
See Comments |
COMMENTS |
Destroy upon receipt. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0215-296 |
TITLE |
Utilization and Peer Review Files |
DESCRIPTION |
Documents relating to utilization and peer review of entities providing health care services pursuant to the Workers' Compensation Act to assess the appropriateness of treatment and fees charged. |
RETENTION |
2 calendar years |
COMMENTS |
Scan hard copy, then destroy. Maintain electronic file 2 years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 44-510(a)(11) |
APPROVED |
2009-04-01
; Revised 2018-09-14 |
K.A.R. NUMBER |
53-2-200 |
SERIES ID |
0216-296 |
TITLE |
Vocational Rehabilitation Case Files |
DESCRIPTION |
Documents relating to division efforts to direct and audit the vocational rehabilitation needs of injured workers in order to monitor the workers' return to employment through appropriate services. |
RETENTION |
See Comments |
COMMENTS |
Retain 3 calendar years after case is closed, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(3) |
APPROVED |
1995-04-13
|
K.A.R. NUMBER |
53-2-104 |
SERIES ID |
0217-296 |
TITLE |
Working Files |
DESCRIPTION |
Variety of documents relating to work in progress on cases appealed. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1995-07-13
|
K.A.R. NUMBER |
53-2-105 |
Agency Number: 296-042
Department of Labor
Division of Employment Standards
SERIES ID |
0126-296 |
TITLE |
Wage Claim Investigative Case Files |
DESCRIPTION |
Documents relating to the settlement of claims filed by employees against employers for alleged non-payment of wages. |
RETENTION |
See Comments |
COMMENTS |
Retain 5 years after file closed, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
Agency Number: 296-XXX
Department of Labor
Multiple subunits/subunit not defined
SERIES ID |
0102-296 |
TITLE |
Customer Studies and Surveys |
DESCRIPTION |
Internal and external customer studies and surveys. |
RETENTION |
Permanent |
DISPOSITION |
Permanent |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0072-296 |
TITLE |
General Information - Government Reports |
DESCRIPTION |
General Information in government reports sent by the U.S. Department of Labor. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1987-04-30
|
K.A.R. NUMBER |
53-2-070 |
SERIES ID |
0078-296 |
TITLE |
Intergovernmental Memos - Directives |
DESCRIPTION |
Intergovernmental memorandum and directives pertaining to agency business received from the U.S. Department of Labor. |
RETENTION |
Permanent |
DISPOSITION |
Permanent |
RESTRICTIONS |
None |
APPROVED |
2008-01-24
|
K.A.R. NUMBER |
53-2-154 |
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