Kansas Records Retention Schedules
Results of Query:
Agency Code: 521-010 (Department of Corrections. All Facilities)
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Agency Number: 521-010
Department of Corrections
All Facilities
SERIES ID |
0284-521 |
TITLE |
Accounting Records - General |
DESCRIPTION |
A variety of documents relating to financial matters including: telephone logs, warrants, receipts, payroll logs and receipts, budgets and related material, check stubs, bank statements, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain and dispose of in accordance with general schedule (KAR 53-3-1) where applicable, if not, retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0472-521 |
TITLE |
Accounts and Reports Run Documents |
DESCRIPTION |
Internal DOC computer reports used to monitor expenditures and other financial activities: inmate trust and benefit funds, imprest fund, canteen fund, general receipt fund, etc. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0411-521 |
TITLE |
Administrative Segregation Reports |
DESCRIPTION |
Documents indicating when an inmate is locked in a cell for long periods of time. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then transfer to respective "Inmate File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0517-521 |
TITLE |
Alcohol/Drug Diagnostic Appraisal Records |
DESCRIPTION |
Supporting documentation used as a diagnostic tool during the intake processing to determine the level of substance abuse treatment the offender required. |
RETENTION |
See Comments |
COMMENTS |
Obsolete series, destroy immediately. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1995-07-13
|
K.A.R. NUMBER |
53-2-105 |
SERIES ID |
0123-521 |
TITLE |
Alpha Roster |
DESCRIPTION |
Documents used for reference and assignment of inmates to vacant cells. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0309-521 |
TITLE |
Boiler Records |
DESCRIPTION |
Documentation of the boiler system used to ensure safe operating levels. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0282-521 |
TITLE |
Building Inspection Records |
DESCRIPTION |
Documents regarding maintenance and inspections of fire and safety equipment, food areas, and other related issues. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0528-521 |
TITLE |
Call-Out Records |
DESCRIPTION |
Memoranda and other communications to cellhouses indicating which inmates may attend meetings of organized, approved groups (e.g. religious groups, choirs, programs, etc.) |
RETENTION |
001 fiscal year |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29), KSA 22-4707 |
APPROVED |
2012-10-11
|
K.A.R. NUMBER |
53-2-174 |
SERIES ID |
0402-521 |
TITLE |
Canine Operations records |
DESCRIPTION |
Wide variety of documents related to the kennel operation and maintenance and dog training for those dogs working with the Department of Corrections: requisitions, correspondence, dog ownership papers, disposition records, vet bills, inspections and searches, search exercises, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until information is superseded or for 5 fiscal years, whichever is longer, then destroy and/or delete. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2012-10-11
|
K.A.R. NUMBER |
53-2-174 |
SERIES ID |
0274-521 |
TITLE |
Canteen Accounting Records |
DESCRIPTION |
Documents concerning financial affairs of the canteen: check ledgers, bank statements, ledgers, receipts, invoices, etc. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0511-521 |
TITLE |
Captain's Shift Log |
DESCRIPTION |
Facility security activity log indicating the date, time, shift supervisor, recorded incidents, etc. within all observation points within the facility. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
2005-04-14
|
K.A.R. NUMBER |
53-2-142 |
SERIES ID |
0220-521 |
TITLE |
Cellhouse and Tower Call-in Logs |
DESCRIPTION |
Documents of cellhouse and tower security post call-ins. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0344-521 |
TITLE |
Cellhouse Capacity Sheets |
DESCRIPTION |
Documents related to the cellhouse population capacity: population numbers, total, optimum number, etc. |
RETENTION |
001 cldr yr |
COMMENTS |
Duplicate copies may be destroyed whenever no longer useful. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0301-521 |
TITLE |
Chaplain's records |
DESCRIPTION |
Documents regarding a wide range of facility issues: inmate control sheet, attendance worship records, volunteer demographics information, correspondence, notes, sermons, logs of inmates' use of chaplaincy services, etc. |
RETENTION |
001 calendar year |
COMMENTS |
Retain for 1 calendar year, then contact the State Archives for appraisal - if not accepted, then destroy and/or delete. |
DISPOSITION |
See comments |
RESTRICTIONS |
Portions restricted per KSA 45-221(a)(29). |
APPROVED |
2013-01-10
|
K.A.R. NUMBER |
53-2-175 |
SERIES ID |
0210-521 |
TITLE |
Civil Service Examinations |
DESCRIPTION |
Examinations given to perspective employees as required by the Division of Personnel Services. |
RETENTION |
003 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(9) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0212-521 |
TITLE |
Civil Service Examinations - Correctional Officers |
DESCRIPTION |
Examinations given to applicants for correctional officer positions. |
RETENTION |
003 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(9) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0211-521 |
TITLE |
Classification Action Records |
DESCRIPTION |
Documents used to assess and evaluate employee classification position levels. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0099-521 |
TITLE |
Clemency Records |
DESCRIPTION |
Documents related to requests by penal inmates for clemency. |
RETENTION |
See Comments |
COMMENTS |
Retain 3 years beyond governor's tenure, then transfer to the State Archives. This is pursuant to KSA 75-104(c). |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0364-521 |
TITLE |
Clinic Administration Records |
DESCRIPTION |
Routine documents related to the administration of clinic: purchasing records, personnel memos, incident reports, inmate grievances, supply requisitions, fire inspection reports, etc. |
RETENTION |
See Comments |
COMMENTS |
See general schedule (KAR 53-3-1) where applicable, if not, retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0101-521 |
TITLE |
Commutation Certificates |
DESCRIPTION |
Documents authorizing terminated or reduced prison sentences for specific inmates. |
RETENTION |
003 cldr yrs |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0183-521 |
TITLE |
Controlled Medication and Syringe Logs |
DESCRIPTION |
Documents concerning the use and distribution of controlled medication and narcotic syringe count sheets. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0139-521 |
TITLE |
Correctional Officer Duty Roster |
DESCRIPTION |
Correctional officer daily assignment and duties. |
RETENTION |
003 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0407-521 |
TITLE |
Correctional Officer Equipment Issue Log |
DESCRIPTION |
Documents relating to the issuance of a variety of equipment: radio (hand-held), flashlights, bolt cutters, etc. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0412-521 |
TITLE |
Correctional Officer Medication File |
DESCRIPTION |
Monthly report of medication correctional officers are taking. |
RETENTION |
001 month |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0513-521 |
TITLE |
Correctional Officer Shift Log |
DESCRIPTION |
A facility activity log recording date, time, shift supervisor, recorded incidents, etc. |
RETENTION |
005 cldr yrs |
COMMENTS |
See also Captain's Shift Log. |
DISPOSITION |
Destroy |
RESTRICTIONS |
K.S.A. 22-4707 & 45-221(a)(29) |
APPROVED |
2006-07-13
|
K.A.R. NUMBER |
53-2-148 |
SERIES ID |
0165-521 |
TITLE |
Correctional Officer Uniform Issue Log |
DESCRIPTION |
Documents detailing the issuance of correctional officer uniforms: officer's name, type of clothing issued, date, etc. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0224-521 |
TITLE |
Correctional Staff After Hours Emergency Log |
DESCRIPTION |
Documents related to radio, telephone, and/or pager notifications during emergency situations. |
RETENTION |
001 cldr yr |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0197-521 |
TITLE |
Credit Card Logs |
DESCRIPTION |
Documents listing issued state credit cards. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0145-521 |
TITLE |
Disciplinary Case Files |
DESCRIPTION |
Documents related to charges filed against an inmate for violations of facility rules and regulations. |
RETENTION |
See Comments |
COMMENTS |
Retain until case is closed, then place original report in "Inmate File" if found guilty. The remainder retain 3 years, then destroy. Destroy duplicates when no longer useful. |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(10) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0515-521 |
TITLE |
Disciplinary Case Log |
DESCRIPTION |
Log of inmate disciplinary cases: case number, inmate number, offense, class of offense, dates, disposition, etc. |
RETENTION |
003 cldr yrs |
COMMENTS |
Retain 3 calendar years, then transfer to the archives for purging or sampling. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1995-01-12
|
K.A.R. NUMBER |
53-2-103 |
SERIES ID |
0134-521 |
TITLE |
Disciplinary Case Tape Recordings and Transcripts |
DESCRIPTION |
Sound recordings of disciplinary hearings held by adjudicated panel. |
RETENTION |
See Comments |
COMMENTS |
Tapes may be erased after transcription. |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(10) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0416-521 |
TITLE |
Disciplinary Disposition Reports |
DESCRIPTION |
Daily summaries of disciplinary cases: inmate number, cell, case number, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0510-521 |
TITLE |
Disciplinary/Segregation Reports and Logs |
DESCRIPTION |
Reports and logs recording disciplinary and segregation incidents. |
RETENTION |
003 cldr yrs |
COMMENTS |
Retain 3 calendar years, then transfer to the archives for purging or sampling. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1995-01-12
|
K.A.R. NUMBER |
53-2-103 |
SERIES ID |
0380-521 |
TITLE |
Dress-Out Cards |
DESCRIPTION |
Documents of inmate funds transferred to other facilities or elsewhere. |
RETENTION |
005 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0185-521 |
TITLE |
Drug Formulary |
DESCRIPTION |
Listing of drugs kept at the facilities. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0459-521 |
TITLE |
Drug Screening Information Records |
DESCRIPTION |
Documents relating to routine drugs and screening tests for such drugs. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0467-521 |
TITLE |
Emergency Drills and Reports |
DESCRIPTION |
Documents relating to the completion of fire, tornado, and other related emergency drills by the facility personnel and inmates. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(12) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0406-521 |
TITLE |
Emergency Plans, Maps, and Squad Assignments |
DESCRIPTION |
Documents related to the preparedness of security personnel in an emergency situation: maps, facility blueprints, assignments, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer no longer useful, then transfer to the State Archives. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 45-221(a)(12) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0440-521 |
TITLE |
Employee Accident Reports |
DESCRIPTION |
Reports regarding accidents to employees: name, place, and cause of accident, nature, and location of injury on body, etc. |
RETENTION |
003 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707,45-221(a)(3)(4)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0330-521 |
TITLE |
Employee Case Files |
DESCRIPTION |
Documents relating to employee legal problems with either supervisors or colleagues: correspondence, reports, disciplinary cases, court orders, notes, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until case is closed plus 3 years, then transfer to "Employee Personnel File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(4)(25) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0460-521 |
TITLE |
Employee Drug Test Records |
DESCRIPTION |
Documents detailing the testing of employee's urine samples for the presence of drugs. |
RETENTION |
See Comments |
COMMENTS |
Retain for employee's tenure, then transfer positive results to the "Employee Personnel File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(3)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0335-521 |
TITLE |
Employee Fingerprint Cards |
DESCRIPTION |
Cards related to the fingerprinting of applicants for security purposes. |
RETENTION |
See Comments |
COMMENTS |
Cards are merged with either the "Employee Personnel Files" or "Employment Applications - Not Hired" and retained accordingly. |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(4)(10)(12)(30) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0334-521 |
TITLE |
Employee Grievances and Complaints - General |
DESCRIPTION |
Documents related to complaints and grievances against supervisors: narratives, form 03101, investigation reports, etc. |
RETENTION |
010 cldr yrs |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0479-521 |
TITLE |
Employee Information Cards |
DESCRIPTION |
Information in abstract form relating to individual employees. |
RETENTION |
See Comments |
COMMENTS |
Retain 20 years after tenure of employee, then transfer to the State Archives. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0215-521 |
TITLE |
Employee Information Roster |
DESCRIPTION |
A roster listing in abstracted form employee personnel information: name, address, telephone number, position number, hire date, birthdate, salary, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer in effect, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(4)(9) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0336-521 |
TITLE |
Employee Interview Board Files |
DESCRIPTION |
Documents related to the filling of positions: list of eligible applicants, applicant assessments, applications - not hired, copy of successful applications, score sheets, & other supporting material. |
RETENTION |
003 cldr yrs |
COMMENTS |
Material for those persons hired are transferred to "Employee Personnel Files" (q.v.). |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0213-521 |
TITLE |
Employee Personnel Evaluation Log |
DESCRIPTION |
Documents used to schedule and control personnel evaluations: type of evaluation, date sent, date received, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until log book is complete, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0434-521 |
TITLE |
Employee Personnel Files - Director's Office |
DESCRIPTION |
Documents associated with employment of specific personnel: employee evaluation forms, applications, INS Status forms, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain original file or abstracted work history for length of employee's tenure, plus 10 years, then transfer to the archives. Purge documents from file when no longer useful. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0187-521 |
TITLE |
Employee Personnel Files - Office Copies |
DESCRIPTION |
Documents regarding individual employee financial and position status: salary plans, letters of reprimand, general financial data, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain for length of employee's tenure plus 5 calendar years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0112-521 |
TITLE |
Employee Position Description Cards |
DESCRIPTION |
Card listing of those employees who have (and who presently do) occupy a specific position. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0522-521 |
TITLE |
Employee Property Claim Files |
DESCRIPTION |
Documents relating to property loss claims under $500 filed by Department of Corrections employees for reimbursement of damaged goods. |
RETENTION |
See Comments |
COMMENTS |
Transfer to individual Employee Personnel File and retain accordingly. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
2002-10-17
|
K.A.R. NUMBER |
53-2-132 |
SERIES ID |
0383-521 |
TITLE |
Employee Termination Check-Out Sheets |
DESCRIPTION |
Forms used to ensure all actions associated with persons leaving employment have been completed. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0169-521 |
TITLE |
Employee Training Manuals |
DESCRIPTION |
Original copies of formal explanations of agency policies and procedures issued in collective manual or individual statement formats. |
RETENTION |
See Comments |
COMMENTS |
Retain until superseded or no longer in effect, then transfer to the archives. |
DISPOSITION |
Archives |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0113-521 |
TITLE |
Employee Training Records - Individual |
DESCRIPTION |
Documents relating to individual employee training: qualifications of weapons, educational exams, supervisory workshops, CPR and First Aid instructions, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until end of employee tenure, then merge with "Employee Personnel File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(4)(9) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0115-521 |
TITLE |
Employee Training Videotapes |
DESCRIPTION |
Training videos shown as visual instructing aids: stress management, prison riots, basic correctional officers course, behavioral science materials, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then contact the archives for appraisal - if not accepted for transfer to the archives, then destroy. |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0189-521 |
TITLE |
Employment Application Drug Test Records |
DESCRIPTION |
Documents detailing the testing of individual employment applicant's urine samples for the presence of drugs. |
RETENTION |
See Comments |
COMMENTS |
Retain if hired, in respective "Employee Personnel File" - if not, then place in "Employment Applicants-Not Hired" file. |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0324-521 |
TITLE |
Equal Employment Opportunity Reports |
DESCRIPTION |
Documents used to compile monthly and quarterly reports for submission to the Central Office regarding EEO issues. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0405-521 |
TITLE |
Equipment Check-List |
DESCRIPTION |
Documents related to the control of ladders, ropes and other similar material issued to employees. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0502-521 |
TITLE |
Evidence Articles |
DESCRIPTION |
Physical evidence confiscated during investigations by facility investigators: televisions, fans, radios, watches, drugs, weapons, personal property, clothing, canteen items, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until case is closed, then return appropriate articles, contact the State Archives for appraisal of appropriate articles. |
DISPOSITION |
See Comments |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0251-521 |
TITLE |
Expenditure Control Log |
DESCRIPTION |
Documents of invoices sent to central office for processing. |
RETENTION |
See Comments |
COMMENTS |
Retain until log sheet is no longer in effect, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0482-521 |
TITLE |
Expungement Records |
DESCRIPTION |
Purged inmate information sealed from all disclosure. |
RETENTION |
See Comments |
COMMENTS |
Place in sealed envelope and retain, then transfer to the State Archives with other inmate files. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 21-4619 et seq. |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0102-521 |
TITLE |
Extradition Records |
DESCRIPTION |
Documents of fugitives who are extradited from other states: warrant, court documentation, notification of pick-up, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until fugitive has been returned to Kansas, then transfer to Office of the Governor - in case of non-return, retain 30 years, then transfer to the State Archives. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0349-521 |
TITLE |
Facility Form-9's |
DESCRIPTION |
Passes allowing inmates to move throughout the facility. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0529-521 |
TITLE |
Fire and Safety Records |
DESCRIPTION |
Logs, maintenance and inspection records, correspondence, inventories, evacuation plans, meeting records, training materials, and other records regarding fire and safety issues in correctional facilities. |
RETENTION |
See comments |
COMMENTS |
Retain for 5 fiscal years or until information is superseded, whichever is longer, then destroy. Certification information required by regulations to remain on file perpetually should be retained until superseded, then destroyed. |
DISPOSITION |
Destroy |
RESTRICTIONS |
Portions restricted per KSA 45-221(a)(12). |
APPROVED |
2012-10-11
|
K.A.R. NUMBER |
53-2-174 |
SERIES ID |
0261-521 |
TITLE |
Food Service Inmate Personnel Files |
DESCRIPTION |
Documents related to inmate food service positions: time reports, job descriptions, general kitchen rules, disciplinary reports, incident reports, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until inmate's job assignment is complete plus 1 year, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(4) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0254-521 |
TITLE |
Food Service Logs |
DESCRIPTION |
Wide variety of logs created in the food service area: knife log, daily meal log, temperature log, caustic/toxic log, daily waste log, and dangerous tool inventory log. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0389-521 |
TITLE |
Food Service Logs - General |
DESCRIPTION |
Wide variety of logs created separately, but stored together: perishable food log, tool control log, butcher shop log, inventory log, kitchen roster, refrigerator temp log, knife control sheets, etc. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0293-521 |
TITLE |
Food Service Menus |
DESCRIPTION |
Documents relating to a variety of menus available for use in daily meal preparation. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0388-521 |
TITLE |
Food Service Monthly Reports |
DESCRIPTION |
Basic statistical record of activities and inventory in the kitchen --includes completed form summary and supporting material. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0201-521 |
TITLE |
Food Service Procedure Manuals |
DESCRIPTION |
Original copies of formal explanations of food service policies and procedures issued in collective manual or individual statement formats. |
RETENTION |
See Comments |
COMMENTS |
Retain until superseded or no longer in effect, then transfer to the archives. |
DISPOSITION |
Archives |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0384-521 |
TITLE |
Gasoline and Oil Report |
DESCRIPTION |
Documents relating to gas and oil usage. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0409-521 |
TITLE |
Gasoline Log |
DESCRIPTION |
Documents of gasoline pumped for state vehicles. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0341-521 |
TITLE |
Hazardous Material Logs |
DESCRIPTION |
Documents related to use, storage, and disposition of various hazardous materials (caustic, toxic, and flammable substances). |
RETENTION |
003 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0452-521 |
TITLE |
Health and Environment Inspection Reports |
DESCRIPTION |
Documents regarding inspections by the Department of Health and Environment, in and around the facility. |
RETENTION |
005 cldr yrs |
DISPOSITION |
Archives |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0453-521 |
TITLE |
Housekeeping Records |
DESCRIPTION |
A wide variety of documents relating to housekeeping matters. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0227-521 |
TITLE |
Identification Badge Authorization Records |
DESCRIPTION |
Documents relating to the authorization of temporary identification badges for outside contractors to work within the facility walls. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0104-521 |
TITLE |
Inmate Accident Reports |
DESCRIPTION |
Reports regarding accidents to inmates: name, place and cause of accident, nature and location of injury on body, etc. |
RETENTION |
010 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0280-521 |
TITLE |
Inmate Accounts Records |
DESCRIPTION |
Documents related to administration of and accounting for funds directly related to inmates: bank stubs, trust funds, inmate receipts, inmate payroll, withdrawals, etc. |
RETENTION |
005 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0237-521 |
TITLE |
Inmate Alias File Cards |
DESCRIPTION |
Cards relating to inmate alias names. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer in effect, then transfer to the State Archives. |
DISPOSITION |
Archives |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0400-521 |
TITLE |
Inmate Alias Names |
DESCRIPTION |
Documents indicating alias names assigned to inmates for security and safety reasons. |
RETENTION |
See Comments |
COMMENTS |
Retain until inmate leaves the facility, then place card in individual inmate file. |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0137-521 |
TITLE |
Inmate Behavior Record |
DESCRIPTION |
Documents concerning observations of the behavior and attitudes of individual inmates, maintained for security reasons. |
RETENTION |
See Comments |
COMMENTS |
Retain for inmate's tenure at facility, then place in respective "Inmate File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0106-521 |
TITLE |
Inmate Benefit Records |
DESCRIPTION |
Documents of inmate luxuries purchased from canteen profits: purchase request, invoices, etc. |
RETENTION |
005 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0260-521 |
TITLE |
Inmate Classification Records |
DESCRIPTION |
Documents relating to the determination of and calculation of inmate classification levels. |
RETENTION |
See Comments |
COMMENTS |
Retain until inmate leaves facility, then transfer with inmate file. Destroy duplicate copies when no longer useful. |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0098-521 |
TITLE |
Inmate Classification Records - Requests for Exceptions |
DESCRIPTION |
Penal institution unit teams requests for exceptions to inmates assigned security levels: correspondence, special classification review, custody classification, etc. |
RETENTION |
003 cldr yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0461-521 |
TITLE |
Inmate Clearance Records |
DESCRIPTION |
Documents regarding inmate clearance forms and all supporting documentation. |
RETENTION |
005 cldr yrs |
COMMENTS |
Duplicate copies may be destroyed whenever no longer useful. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0410-521 |
TITLE |
Inmate Clothing Records |
DESCRIPTION |
Documents related to the purchase, care, issuance, and inventory of inmate clothing. |
RETENTION |
003 fisc yrs |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0367-521 |
TITLE |
Inmate Counseling Participation Files |
DESCRIPTION |
Documents of individual's participation in various counseling programs: inmate name, kind of counseling, date of assignment/removal, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until inmate completes counseling program, then merge with "Inmate File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0255-521 |
TITLE |
Inmate Counseling Records |
DESCRIPTION |
Documents related to inmate counseling sessions: notes, testing results, reports, correspondence, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain for inmate's tenure at the facility, then merge with "Inmate File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0176-521 |
TITLE |
Inmate Counselor Caseload Lists |
DESCRIPTION |
Documents of counselor inmate caseload assignment. |
RETENTION |
See Comments |
COMMENTS |
Retain until superseded or no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
2013-04-11
|
K.A.R. NUMBER |
53-2-176 |
SERIES ID |
0133-521 |
TITLE |
Inmate Count Records |
DESCRIPTION |
Inmate head counts taken throughout each shift. |
RETENTION |
006 months |
COMMENTS |
Duplicate copies may be destroyed whenever no longer useful. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
2012-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0153-521 |
TITLE |
Inmate Delinquent Security Classification Printout Records |
DESCRIPTION |
Documents listing the inmates with delinquent security classification: next review date, current parole eligibility, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0233-521 |
TITLE |
Inmate Dental Appointment Book |
DESCRIPTION |
Internal forms and calendars used to schedule inmate dental appointments. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0404-521 |
TITLE |
Inmate Diet Records - Special |
DESCRIPTION |
Documents related to inmates who need or request special diets. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then place in respective "Inmate Medical File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0171-521 |
TITLE |
Inmate Drug Test Records |
DESCRIPTION |
Documents detailing the testing of individual inmate's urine samples for the presence of drugs. |
RETENTION |
See Comments |
COMMENTS |
Retain for inmate's tenure at facility, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707 & 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0351-521 |
TITLE |
Inmate Education College Class Schedules |
DESCRIPTION |
Schedules of classes given each semester. |
RETENTION |
See Comments |
COMMENTS |
Retain until superseded, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
None |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0352-521 |
TITLE |
Inmate Education - Diplomas |
DESCRIPTION |
Photocopies of inmate GED diplomas--originals are given to the inmates. |
RETENTION |
See Comments |
COMMENTS |
Retain until inmate leaves the facility, then merge with "Inmate Education File." |
DISPOSITION |
See Comments |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0305-521 |
TITLE |
Inmate Education Files |
DESCRIPTION |
Questionnaires, progress reviews, class hours, profile sheets, etc. relating to the performance and progress of individual inmate enrolled in the various education programs. |
RETENTION |
See Comments |
COMMENTS |
Retain until inmate leaves the corrections system plus 5 years, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 22-4707 & KSA 45-221(a)(29) |
APPROVED |
2003-01-09
|
K.A.R. NUMBER |
53-2-133 |
SERIES ID |
0117-521 |
TITLE |
Inmate Education Program Classroom Attendance Records |
DESCRIPTION |
Documents of inmates daily and monthly attendance in education programs. |
RETENTION |
See Comments |
COMMENTS |
Retain until inmate either completes the educational training program or leaves the facility, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0124-521 |
TITLE |
Inmate Education Program Enrollment Log |
DESCRIPTION |
Log indicating each inmate's status within the education program at the facility: enrollment date, completion date, drop-outs, name, inmate number, etc. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
SERIES ID |
0353-521 |
TITLE |
Inmate Education Program Enrollment Management Computer Reports |
DESCRIPTION |
Computer lists regarding current enrollment and waiting lists for those wishing to participate in programs and also those who have withdrawn. |
RETENTION |
See Comments |
COMMENTS |
Retain until no longer useful, then destroy. |
DISPOSITION |
Destroy |
RESTRICTIONS |
KSA 45-221(a)(29) |
APPROVED |
1990-10-11
|
K.A.R. NUMBER |
53-2-086 |
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